1.中国科学院西安光学精密机械研究所,西安710119
2.中国科学院大学,北京100049
马尚华,(2000-),女,硕士研究生,主要研究方向:高能激光应用.Email: 18512598201@163.com
谢正茂,(1982-),男,高级工程师,博士,主要研究方向:激光聚变光学诊断和流场测试与分析技术.Email: xiezhengmao@opt.ac.cn
收稿:2026-01-26,
修回:2026-04-15,
录用:2026-04-21,
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马尚华,谢正茂,张毅晖,等. 光学元件表面粗糙度对大能量激光辐照均匀性的影响研究[J].光子学报,2026,55(7):0714006
MA Shanghua, XIE Zhengmao, ZHANG Yihui, et al. Study on influence of Rough Surface of Optical Elements on Irradiation Uniformity of High-Energy Laser[J]. Acta Photonica Sinica, 2026, 55(7):0714006
马尚华,谢正茂,张毅晖,等. 光学元件表面粗糙度对大能量激光辐照均匀性的影响研究[J].光子学报,2026,55(7):0714006 DOI: 10.3788/gzxb20265507.0714006. CSTR: 32255.14.gzxb20265507.0714006.
MA Shanghua, XIE Zhengmao, ZHANG Yihui, et al. Study on influence of Rough Surface of Optical Elements on Irradiation Uniformity of High-Energy Laser[J]. Acta Photonica Sinica, 2026, 55(7):0714006 DOI: 10.3788/gzxb20265507.0714006. CSTR: 32255.14.gzxb20265507.0714006.
大能量激光大面积均匀辐照在材料起爆中具有重要作用。本文提出一种大能量激光均匀辐照的光学系统,旨在针对在实现远距离、大面积及异形材料的起
爆。从光学元件表面粗糙度的工艺角度出发,探讨其对激光能量分布均匀性的影响。为定量刻画表面粗糙度,引入分形维D作为关键表征参数,采用三维分形函数在MATLAB中构建具有不同分形特征的纳米级三维粗糙表面模型。在此基础上,将表面导入COMSOL Multiphysics几何光学模块中,模拟高斯光束在粗糙元件表面传播过程。结合MATLAB中对出射端图像的处理与一维光强剖面分析,计算匀化效率
η
指标,系统评估了粗糙表面对光束整形的调制作用。结果表明,适当的粗糙结构可提升光束匀化效果,当D=2.6时最优,均匀性由83.79 %提高至95.56 %。该研究为高功率激光系统中利用加工工艺优化元件表面形貌以实现被动匀化提供了理论依据和数据支撑。
High-energy laser irradiation with large-area uniform intensity distribution plays a crucial role in material initiation and related applications such as propulsion testing, industrial detonation, and advanced material processing. However, achieving both high energy density and uniform spatial distribution remains a significant challenge due to the inherent Gaussian profile of laser sources and the limitations of conventional beam shaping techniques under high-power conditions, such as low damage thresholds or complex fabrication requirements. This study aims to develop a high-energy laser beam expansion and homogenization system based on a tapered optical waveguide, and to systematically investigate the influence of optical surface roughness on irradiation uniformity from a microstructural perspective, providing a new approach for passive beam homogenization through surface engineering.A 2×2 arrayed laser homogenization system is designed using multiple high-power fiber lasers (1064 nm) combined with a tapered solid fused-silica waveguide and a beam-expanding objective. To quantitatively describe surface roughness at the nanometer scale, the fractal dimension (D) is introduced as a key parameter. Three-dimensional rough surfaces with different fractal characteristics are generated using the Ausloos–Berman function in MATLAB, enabling accurate representation of multi-scale surface features. These surfaces are then imported into the COMSOL Multiphysics geometric optics module to simulate the propagation behavior of Gaussian beams under multiple total internal reflections within the waveguide. The output beam profi
les are processed using MATLAB, and the homogenization efficiency (
η
) is evaluated based on one-dimensional intensity distribution analysis. Additionally, spatial frequency analysis via Fourier transform and phase modulation modeling are conducted to reveal the underlying physical mechanisms of roughness-induced beam modulation and energy redistribution.The results indicate that surface roughness significantly affects beam homogenization through phase modulation and scattering mechanisms. The homogenization efficiency shows a non-monotonic dependence on the fractal dimension. As D increases from 2.1 to 2.6, the uniformity improves progressively due to enhanced multi-path mixing and moderate phase perturbation. The optimal performance is achieved at D=2.6, where the homogenization efficiency increases from 83.79% to 95.56%, approaching the theoretical limit of 98.73%. At this condition, the surface exhibits a balanced spatial frequency distribution, enabling effective lateral energy redistribution without introducing excessive random scattering. When D exceeds 2.6, excessive high-frequency components lead to over-randomization of light propagation and reduced uniformity. System-level simulations further demonstrate that the optimized rough surface maintains high performance (
η
=92.05%) in the full optical system, satisfying practical application requirements for large-area irradiation (
>
90%). Meanwhile, the corresponding surface roughness (0.1558 nm) remains within the achievable range of ultra-precision polishing processes.This study demonstrates that optical surface roughness is not merely a detrimental factor but can be transformed into an effective design parameter for improving beam homogenization when properly controlled. By introducing fractal dimension as a quantitative descriptor, a clear relationship between surface morphology and beam uniformity is established. The optimal fractal dimension (D = 2.6) provides a balance between phase modulation and scattering effects,
leading to near-ideal homogenization performance while maintaining system stability. These findings provide theoretical guidance and practical insights for integrating surface microstructure optimization into high-power laser systems, enabling passive and efficient beam homogenization without increasing system complexity. Future work will focus on experimental validation and further investigation of laser-induced damage behavior under different roughness conditions to support real engineering applications.
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